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Ensuring your firm is providing compliant advice to all clients is a key driver of any professional advice firm. With so many rules in place to ensure recommendations meet client needs and the service provided transparent, it is essential that processes are in place to comply with FSA regulations.

The e-Suitability Report Writer from 1st - The Exchange not only has immense time and resource saving capabilities but will also help you towards staying FSA compliant. Fully integrated with Adviser Office, it is a report writer specifically designed to generate suitability reports from pre-defined paragraphs and rules.

To allow greater flexibility, you have the option to add and customise paragraphs plus format the style of your reports in line with your own requirements.

e-Suitability at a glance

• Versioning of the letters enables easy checking of historical cases providing a full audit trail
• Compliance is improved at point of sale leading to increased first time pass rate
• Significant reduction in the time Advisers spend on producing suitability reports and answering compliance queries, giving them more time to spend on providing advice
• Consistent, professional approach through the production of personalised Suitability letters
• Suitability reports are automatically stored against the client in Adviser Office making audit trail and filing systems easier to use
• Collaborative working is supported by enabling different people can make changes to the letters in a networked environment
• Available as a stand alone application.

For more information on e-Suitability, or an online demonstration, please contact Genevieve Du Bois on 01242 214134 or email Genevieve.dubois@exchange.co.uk